Self-regulatory organization

Results: 1339



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11IIROC 1006 AR_ENG-cvr.qxd:Layout:01 AM

IIROC 1006 AR_ENG-cvr.qxd:Layout:01 AM

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Source URL: www.iiroc.ca

Language: English - Date: 2012-01-31 07:59:08
12Administrative Notice General Please distribute internally to: Senior Management Institutional

Administrative Notice General Please distribute internally to: Senior Management Institutional

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Source URL: www.iiroc.ca

Language: English - Date: 2016-05-26 10:51:09
13Annual Consolidated Compliance Report 2016

Annual Consolidated Compliance Report 2016

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Source URL: www.iiroc.ca

Language: English - Date: 2016-02-18 10:46:03
14CANADIAN SECURITIES ADMINISTRATORSEnforcement Report Canadian Securities Administrators About the CSA

CANADIAN SECURITIES ADMINISTRATORSEnforcement Report Canadian Securities Administrators About the CSA

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Source URL: www.securities-administrators.ca

Language: English - Date: 2016-02-19 12:28:03
15Federal Register / Vol. 80, NoWednesday, June 17, Notices C. Self-Regulatory Organization’s Statement on Comments on the

Federal Register / Vol. 80, NoWednesday, June 17, Notices C. Self-Regulatory Organization’s Statement on Comments on the

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Source URL: docs.regulations.justia.com

Language: English - Date: 2015-06-17 05:30:49
16Federal Register / Vol. 80, NoFriday, May 8, Notices B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden

Federal Register / Vol. 80, NoFriday, May 8, Notices B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden

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Source URL: docs.regulations.justia.com

Language: English - Date: 2015-05-08 05:30:36
    17FOR IMMEDIATE RELEASE DEFENDER DIRECT RECEIVES AMERICAN TELESERVICES ASSOCIATION SELF REGULATORY ORGANIZATION ACCREDITATION INDIANAPOLIS – August 23, 2010 – Indianapolis based DEFENDER Direct, Inc. recently received

    FOR IMMEDIATE RELEASE DEFENDER DIRECT RECEIVES AMERICAN TELESERVICES ASSOCIATION SELF REGULATORY ORGANIZATION ACCREDITATION INDIANAPOLIS – August 23, 2010 – Indianapolis based DEFENDER Direct, Inc. recently received

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    Source URL: www.defenderdirect.com

    Language: English - Date: 2013-10-30 12:39:15
      18SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMay 21, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Pro

      SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMay 21, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Pro

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      Source URL: www.sec.gov

      Language: English - Date: 2015-05-22 08:48:26
      19SECURITIES AND EXCHANGE COMMISSION (Release No; File No. S7May 8, 2015 Joint Industry Plan; Notice of Filing of Amendment No. 35 to the Joint Self-Regulatory Organization Plan Governing the Collection,

      SECURITIES AND EXCHANGE COMMISSION (Release No; File No. S7May 8, 2015 Joint Industry Plan; Notice of Filing of Amendment No. 35 to the Joint Self-Regulatory Organization Plan Governing the Collection,

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      Source URL: www.sec.gov

      Language: English - Date: 2015-05-11 09:01:58
      20OctoberEASA Digital Marketing Communications

      OctoberEASA Digital Marketing Communications

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      Source URL: www.asai.ie

      Language: English - Date: 2015-04-16 09:40:32